The FCA Senior Manager and Certification Regime (SM&CR) applies to almost every UK solo-regulated firm, from very small firms to some of the largest global firms.
The FCA has produced a short video which gives an overview on what organisations need to do to implement the Certification Regime and the Conduct Rules ahead of the deadline on 31 March 2021.
Watch the video here: Implementing the Certification Regime and Conduct Rules
